11.1 Mendel’s Experiments and the Laws of Probability
Genetics is the study of heredity. Johann Gregor Mendel set the framework for genetics long before chromosomes or genes had been identified, at a time when meiosis was not well understood (Figure 11.1). Mendel selected a simple biological system and conducted methodical, quantitative analyses using large sample sizes. Because of Mendel’s work, the fundamental principles of heredity were revealed. We now know that genes, carried on chromosomes, are the basic functional units of heredity with the capability to be replicated, expressed, or mutated. Today, the postulates put forth by Mendel form the basis of classical, or Mendelian, genetics. Not all genes are transmitted from parents to offspring according to Mendelian genetics, but Mendel’s experiments serve as an excellent starting point for thinking about inheritance.
Learning Objectives
By the end of this section, you will be able to:
 Describe the scientific reasons for the success of Mendel’s experimental work
 Describe the expected outcomes of monohybrid crosses involving dominant and recessive alleles
 Apply the sum and product rules to calculate probabilities
Johann Gregor Mendel, Pioneer in Genetic Research
Johann Gregor Mendel (1822–1884) (Figure 11.2) was a lifelong learner, teacher, scientist, and man of faith. As a young adult, he joined the Augustinian Abbey of St. Thomas in Brno in what is now the Czech Republic. Supported by the monastery, he taught physics, botany, and natural science courses at the secondary and university levels. In 1856, he began a decadelong research pursuit involving inheritance patterns in honeybees and plants, ultimately settling on pea plants as his primary model system (a system with convenient characteristics used to study a specific biological phenomenon to be applied to other systems). In 1865, Mendel presented the results of his experiments with nearly 30,000 pea plants to the local Natural History Society. He demonstrated that traits are transmitted from parents to offspring independently of other traits and in dominant and recessive patterns. In 1866, he published his work, Experiments in Plant Hybridization,^{1} in the proceedings of the Natural History Society of Brünn.
Mendel’s work went virtually unnoticed by the scientific community, which believed, incorrectly, that the process of inheritance involved a blending of parental traits that produced an intermediate physical appearance in offspring. The blending theory of inheritance asserted that the original parental traits were lost or absorbed by the blending in the offspring, but we now know that this is not the case. This hypothetical process appeared to be correct because of what we know now as continuous variation. Continuous variation results from the action of many genes to determine a characteristic like human height. Offspring appear to be a “blend” of their parents’ traits.
Instead of continuous characteristics, Mendel worked with traits that were inherited in distinct classes (specifically, violet versus white flowers); this is referred to as discontinuous variation. Mendel’s choice of these kinds of traits allowed him to see experimentally that the traits were not blended in the offspring, nor were they absorbed, but rather that they kept their distinctness and could be passed on. In 1868, Mendel became abbot of the monastery and exchanged his scientific pursuits for his pastoral duties. He was not recognized for his extraordinary scientific contributions during his lifetime. In fact, it was not until 1900 that his work was rediscovered, reproduced, and revitalized by scientists on the brink of discovering the chromosomal basis of heredity.
Mendel’s Model System
Mendel’s seminal work was accomplished using the garden pea, Pisum sativum, to study inheritance. This species naturally selffertilizes, such that pollen encounters ova within individual flowers. The flower petals remain sealed tightly until after pollination, preventing pollination from other plants. The result is highly inbred, or “truebreeding,” pea plants. These are plants that always produce offspring that look like the parent. By experimenting with truebreeding pea plants, Mendel avoided the appearance of unexpected traits in offspring that might occur if the plants were not true breeding. The garden pea also grows to maturity within one season, meaning that several generations could be evaluated over a relatively short time. Finally, large quantities of garden peas could be cultivated simultaneously, allowing Mendel to conclude that his results did not come about simply by chance.
Mendelian Crosses
Mendel performed hybridizations, which involve mating two truebreeding individuals that have different traits. In the pea, which is naturally selfpollinating, this is done by manually transferring pollen from the anther of a mature pea plant of one variety to the stigma of a separate mature pea plant of the second variety. In plants, pollen carries the male gametes (sperm) to the stigma, a sticky organ that traps pollen and allows the sperm to move down the pistil to the female gametes (ova) below. To prevent the pea plant that was receiving pollen from selffertilizing and confounding his results, Mendel painstakingly removed all of the anthers from the plant’s flowers before they had a chance to mature.
Plants used in firstgeneration crosses were called P_{0}, or parental generation one (Figure 11.3). After each cross, Mendel collected the seeds belonging to the P_{0} plants and grew them the following season. These offspring were called the F_{1}, or the first filial (filial = offspring, daughter or son) generation. Once Mendel examined the characteristics in the F_{1} generation of plants, he allowed them to selffertilize naturally. He then collected and grew the seeds from the F_{1} plants to produce the F_{2}, or second filial, generation. Mendel’s experiments extended beyond the F_{2} generation to the F_{3} and F_{4 }generations, and so on, but it was the ratio of characteristics in the P_{0}−F_{1}−F_{2} generations that were the most intriguing and became the basis for Mendel’s postulates.
Garden Pea Characteristics Revealed the Basics of Heredity
In his 1865 publication, Mendel reported the results of his crosses involving seven different characteristics, each with two contrasting traits. A trait is defined as a variation in the physical appearance of a heritable characteristic. The characteristics included plant height, seed texture, seed colour, flower colour, pea pod size, pea pod colour, and flower position. For the characteristic of flower colour, for example, the two contrasting traits were white versus violet. To fully examine each characteristic, Mendel generated large numbers of F_{1 }and F_{2} plants, reporting results from 19,959 F_{2} plants alone. His findings were consistent.
What results did Mendel find in his crosses for flower colour? First, Mendel confirmed that he had plants that bred true for white or violet flower colour. Regardless of how many generations Mendel examined, all selfcrossed offspring of parents with white flowers had white flowers, and all selfcrossed offspring of parents with violet flowers had violet flowers. In addition, Mendel confirmed that, other than flower colour, the pea plants were physically identical.
Once these validations were complete, Mendel applied the pollen from a plant with violet flowers to the stigma of a plant with white flowers. After gathering and sowing the seeds that resulted from this cross, Mendel found that 100 percent of the F_{1} hybrid generation had violet flowers. Conventional wisdom at that time (the blending theory) would have predicted the hybrid flowers to be pale violet or for hybrid plants to have equal numbers of white and violet flowers. In other words, the contrasting parental traits were expected to blend in the offspring. Instead, Mendel’s results demonstrated that the white flower trait in the F_{1} generation had completely disappeared.
Importantly, Mendel did not stop his experimentation there. He allowed the F_{1} plants to selffertilize and found that, of F_{2}generation plants, 705 had violet flowers and 224 had white flowers. This was a ratio of 3.15 violet flowers per one white flower, or approximately 3:1. When Mendel transferred pollen from a plant with violet flowers to the stigma of a plant with white flowers and vice versa, he obtained about the same ratio regardless of which parent, male or female, contributed which trait. This is called a reciprocal cross—a paired cross in which the respective traits of the male and female in one cross become the respective traits of the female and male in the other cross. For the other six characteristics Mendel examined, the F_{1} and F_{2} generations behaved in the same way as they had for flower colour. One of the two traits would disappear completely from the F_{1} generation only to reappear in the F_{2} generation at a ratio of approximately 3:1 (Table 11.1).
Table 11.1 The Results of Mendel’s Garden Pea Hybridizations  

Characteristic  Contrasting P_{0} Traits  F_{1} Offspring Traits  F_{2} Offspring Traits  F_{2} Trait Ratios 
Flower colour  Violet vs. white  100 percent violet 

3.15:1 
Flower position  Axial vs. terminal  100 percent axial 

3.14:1 
Plant height  Tall vs. dwarf  100 percent tall 

2.84:1 
Seed texture  Round vs. wrinkled  100 percent round 

2.96:1 
Seed colour  Yellow vs. green  100 percent yellow 

3.01:1 
Pea pod texture  Inflated vs. constricted  100 percent inflated 

2.95:1 
Pea pod colour  Green vs. yellow  100 percent green 

2.82:1 
Upon compiling his results for many thousands of plants, Mendel concluded that the characteristics could be divided into expressed and latent traits. He called these, respectively, dominant and recessive traits. Dominant traits are those that are inherited unchanged in a hybridization. Recessive traits become latent, or disappear, in the offspring of a hybridization. The recessive trait does, however, reappear in the progeny of the hybrid offspring. An example of a dominant trait is the violetflower trait. For this same characteristic (flower colour), whitecoloured flowers are a recessive trait. The fact that the recessive trait reappeared in the F_{2} generation meant that the traits remained separate (not blended) in the plants of the F_{1} generation. Mendel also proposed that plants possessed two copies of the trait for the flowercolour characteristic, and that each parent transmitted one of its two copies to its offspring, where they came together. Moreover, the physical observation of a dominant trait could mean that the genetic composition of the organism included two dominant versions of the characteristic or that it included one dominant and one recessive version. Conversely, the observation of a recessive trait meant that the organism lacked any dominant versions of this characteristic.
So why did Mendel repeatedly obtain 3:1 ratios in his crosses? To understand how Mendel deduced the basic mechanisms of inheritance that lead to such ratios, we must first review the laws of probability.
Probability Basics
Probabilities are mathematical measures of likelihood. The empirical probability of an event is calculated by dividing the number of times the event occurs by the total number of opportunities for the event to occur. It is also possible to calculate theoretical probabilities by dividing the number of times that an event is expected to occur by the number of times that it could occur. Empirical probabilities come from observations, like those of Mendel. Theoretical probabilities, on the other hand, come from knowing how the events are produced and assuming that the probabilities of individual outcomes are equal. A probability of one for some event indicates that it is guaranteed to occur, whereas a probability of zero indicates that it is guaranteed not to occur. An example of a genetic event is a round seed produced by a pea plant.
In one experiment, Mendel demonstrated that the probability of the event “round seed” occurring was one in the F_{1} offspring of truebreeding parents, one of which has round seeds and one of which has wrinkled seeds. When the F_{1} plants were subsequently selfcrossed, the probability of any given F_{2} offspring having round seeds was now three out of four. In other words, in a large population of F_{2} offspring chosen at random, 75 percent were expected to have round seeds, whereas 25 percent were expected to have wrinkled seeds. Using large numbers of crosses, Mendel was able to calculate probabilities and use these to predict the outcomes of other crosses.
The Product Rule and Sum Rule
Mendel demonstrated that pea plants transmit characteristics as discrete units from parent to offspring. As will be discussed, Mendel also determined that different characteristics, like seed colour and seed texture, were transmitted independently of one another and could be considered in separate probability analyses. For instance, performing a cross between a plant with green, wrinkled seeds and a plant with yellow, round seeds still produced offspring that had a 3:1 ratio of green:yellow seeds (ignoring seed texture) and a 3:1 ratio of round:wrinkled seeds (ignoring seed colour). The characteristics of colour and texture did not influence each other.
The product rule of probability can be applied to this phenomenon of the independent transmission of characteristics. The product rule states that the probability of two independent events occurring together can be calculated by multiplying the individual probabilities of each event occurring alone. To demonstrate the product rule, imagine that you are rolling a sixsided die (D) and flipping a penny (P) at the same time. The die may roll any number from 1–6 (D_{#}), whereas the penny may turn up heads (P_{H}) or tails (P_{T}). The outcome of rolling the die has no effect on the outcome of flipping the penny and vice versa. There are 12 possible outcomes of this action (Table 11.2), and each event is expected to occur with equal probability.
Table 11.2 Twelve Equally Likely Outcomes of Rolling a Die and Flipping a Penny  

Rolling Die  Flipping Penny 
D_{1}  P_{H} 
D_{1}  P_{T} 
D_{2}  P_{H} 
D_{2}  P_{T} 
D_{3}  P_{H} 
D_{3}  P_{T} 
D_{4}  P_{H} 
D_{4}  P_{T} 
D_{5}  P_{H} 
D_{5}  P_{T} 
D_{6}  P_{H} 
D_{6}  P_{T} 
Of the 12 possible outcomes, the die has a 2/12 (or 1/6) probability of rolling a two, and the penny has a 6/12 (or 1/2) probability of coming up heads. By the product rule, the probability that you will obtain the combined outcome 2 and heads is: (D_{2}) × (P_{H}) = (1/6) × (1/2) = 1/12 (Table 11.3). Notice the word “and” in the description of the probability. The “and” is a signal to apply the product rule. For example, consider how the product rule is applied to the dihybrid cross: the probability of having both dominant traits in the F_{2} progeny is the product of the probabilities of having the dominant trait for each characteristic, as shown here:
On the other hand, the sum rule of probability is applied when considering two mutually exclusive outcomes that can come about by more than one pathway. The sum rule states that the probability of the occurrence of one event or the other event, of two mutually exclusive events, is the sum of their individual probabilities. Notice the word “or” in the description of the probability. The “or” indicates that you should apply the sum rule. In this case, let’s imagine you are flipping a penny (P) and a quarter (Q). What is the probability of one coin coming up heads and one coin coming up tails? This outcome can be achieved by two cases: the penny may be heads (P_{H}) and the quarter may be tails (Q_{T}), or the quarter may be heads (Q_{H}) and the penny may be tails (P_{T}). Either case fulfills the outcome. By the sum rule, we calculate the probability of obtaining one head and one tail as [(P_{H}) × (Q_{T})] + [(Q_{H}) × (P_{T})] = [(1/2) × (1/2)] + [(1/2) × (1/2)] = 1/2 (Table 11.3). You should also notice that we used the product rule to calculate the probability of P_{H} and Q_{T}, and also the probability of P_{T} and Q_{H}, before we summed them. Again, the sum rule can be applied to show the probability of having just one dominant trait in the F_{2} generation of a dihybrid cross:
3/16 + 3/4 = 15/16
Table 11.3 The Product Rule and Sum Rule  

Product Rule  Sum Rule 
For independent events A and B, the probability (P) of them both occurring (A and B) is (P_{A} × P_{B})  For mutually exclusive events A and B, the probability (P) that at least one occurs (A or B) is (P_{A} + P_{B}) 
To use probability laws in practice, we must work with large sample sizes because small sample sizes are prone to deviations caused by chance. The large quantities of pea plants that Mendel examined allowed him calculate the probabilities of the traits appearing in his F_{2} generation. As you will learn, this discovery meant that when parental traits were known, the offspring’s traits could be predicted accurately even before fertilization.
Section Summary
Working with garden pea plants, Mendel found that crosses between parents that differed by one trait produced F_{1} offspring that all expressed the traits of one parent. Observable traits are referred to as dominant, and nonexpressed traits are described as recessive. When the offspring in Mendel’s experiment were selfcrossed, the F_{2} offspring exhibited the dominant trait or the recessive trait in a 3:1 ratio, confirming that the recessive trait had been transmitted faithfully from the original P_{0} parent. Reciprocal crosses generated identical F_{1} and F_{2} offspring ratios. By examining sample sizes, Mendel showed that his crosses behaved reproducibly according to the laws of probability, and that the traits were inherited as independent events.
Two rules in probability can be used to find the expected proportions of offspring of different traits from different crosses. To find the probability of two or more independent events occurring together, apply the product rule and multiply the probabilities of the individual events. The use of the word “and” suggests the appropriate application of the product rule. To find the probability of two or more events occurring in combination, apply the sum rule and add their individual probabilities together. The use of the word “or” suggests the appropriate application of the sum rule.
Exercises
Glossary
blending theory of inheritance: hypothetical inheritance pattern in which parental traits are blended together in the offspring to produce an intermediate physical appearance
continuous variation: inheritance pattern in which a character shows a range of trait values with small gradations rather than large gaps between them
discontinuous variation: inheritance pattern in which traits are distinct and are transmitted independently of one another
dominant: trait which confers the same physical appearance whether an individual has two copies of the trait or one copy of the dominant trait and one copy of the recessive trait
F_{1}: first filial generation in a cross; the offspring of the parental generation
F_{2}: second filial generation produced when F1 individuals are selfcrossed or fertilized with each other
hybridization: process of mating two individuals that differ with the goal of achieving a certain characteristic in their offspring
model system: species or biological system used to study a specific biological phenomenon to be applied to other different species
P_{0}: parental generation in a cross
product rule: probability of two independent events occurring simultaneously can be calculated by multiplying the individual probabilities of each event occurring alone
recessive: trait that appears “latent” or nonexpressed when the individual also carries a dominant trait for that same characteristic; when present as two identical copies, the recessive trait is expressed
reciprocal cross: paired cross in which the respective traits of the male and female in one cross become the respective traits of the female and male in the other cross
sum rule: probability of the occurrence of at least one of two mutually exclusive events is the sum of their individual probabilities
trait: variation in the physical appearance of a heritable characteristic
Media Attributions
 Figure 11.1 modification of work by Jerry Kirkhart